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Municipal Advisor Registration

Raftelis is registered with the U.S. Securities Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) as a Municipal Advisor. This registration requirement is covered under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

All firms that provide debt issuance support services, including financial feasibility studies and capital financing plan development involving the size and/or timing of debt transactions, must be registered with the SEC and MSRB to legally provide official opinions and related services.

Our registration allows our clients to be confident that we are fully qualified and capable of providing advice related to debt issuances and associated financial and rate matters in compliance with the applicable regulations of the SEC and the MSRB.

To learn more about this registration, visit the MSRB website.